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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-24 |
| CA | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
3201 Danville Boulevard Suite 190, Alamo, CA 94507 • United States
Tucson, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fleet Feet Pleasant Hill | Pleasant Hill | CA | 12/2016 | 01/2017 |
| Lincoln Financial Advisors | Alamo | CA | 02/2015 | 01/2025 |
| Osaic Wealth, Inc. | Tucson | AZ | 01/2025 | Present |
1) SPECTRUM WEALTH PARTNERS 3201 DANVILLE BOULEVARD, SUITE 190 ALAMO, CA 94507 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: SELLING ACCIDENT & HEALTH INSURANCE, DISABILITY INSURANCE, FIXED AND EQUITY INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, TRADITIONAL LIFE INSURANCE START DATE: 5/2015 HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS: 120 2) JAMES HAYES/TRAILBLAZER WEALTH, 3201 DANVILLE BLVD., SUITE 190, ALAMO, CA CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFER ACCIDENT & HEALTH INSURANCE, DISABILITY INSURANCE, FIXED AND EQUITY INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, TRADITIONAL LIFE INSURANCE START DATE: 5/2015 HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS: 120 3) WALDRON PARTNERS, LLC POSITION: Operations Manager NATURE: I act as a financial planner, operations manager, and planning specialist for Waldron Partners, LLC which is an entity that pays a salary for the role that I for our clients and our book of business of which Osaic Wealth is our broker dealer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 01/01/2022 ADDRESS: 3201 Danville Blvd, Alamo CA 94507, United States DESCRIPTION: Financial planner for select clients in the book of business. Operations manager across the entire practice and planning specialist across the entire practice.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-01 |
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