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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-06-24 |
| TX | RA | APPROVED | 2017-04-17 |
| VA | RA | APPROVED | 2016-04-26 |
Branch Locations
3141 Fairview Park Drive Suite 250, Falls Church, VA 22042 • United States
West New York, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2014 | Present |
1) steven.galko@thelfg.com, Domain address for approved Emerald website; 2) CTFO Ventures, LLC, non-investment related, The LLC was created, as wife was currently working on various 1099 Income projects and needed to establish an LLC. Part Owner, Effective: 09/01/23, 0hrs, estate-planning purposes for wife. 3) Licentia Financial, LLC, Co-owner, non-investment related, Effective: 7/1/2020, 1 hour per month, The LLC was established to pay for DBA costs such as payroll. No income, profits, etc are generated from this LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-21 |
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