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Anthony F Spencer

Quartz Partners Investment Management

Saratoga Springs, NY

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Current Employers
Quartz Partners Investment Management

85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-04
NY RA APPROVED 2025-03-04
  • CT RA
    APPROVED
    Since 2025-03-04
  • NY RA
    APPROVED
    Since 2025-03-04

Branch Locations

85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Sleepy Hollow NY 02/2016 04/2023
Nylife Distributors Llc White Plains NY 02/2016 07/2020
Nylife Securities Llc Sleepy Hollow NY 07/2020 04/2023
Forthright Capital Advisory Las Vegas NV 04/2023 10/2023
Forthright Capital Partners Las Vegas NV 04/2023 10/2023
Wealth Advisory Group Llc Latham NY 11/2023 02/2024
Guardian Life Insurance Latham NY 02/2024 02/2025
Park Avenue Securities Latham NY 02/2024 02/2025
Etico Partners, Llc Saratoga Springs NY 02/2025 Present
  • 02/2016 → 04/2023
    New York Life
    Sleepy Hollow, NY
  • 02/2016 → 07/2020
    Nylife Distributors Llc
    White Plains, NY
  • 07/2020 → 04/2023
    Nylife Securities Llc
    Sleepy Hollow, NY
  • 04/2023 → 10/2023
    Forthright Capital Advisory
    Las Vegas, NV
  • 04/2023 → 10/2023
    Forthright Capital Partners
    Las Vegas, NV
  • 11/2023 → 02/2024
    Wealth Advisory Group Llc
    Latham, NY
  • 02/2024 → 02/2025
    Guardian Life Insurance
    Latham, NY
  • 02/2024 → 02/2025
    Park Avenue Securities
    Latham, NY
  • 02/2025 → Present
    Etico Partners, Llc
    Saratoga Springs, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-06
S63 Uniform Securities Agent State Law Examination 2014-08-19
  • S65 Uniform Investment Adviser Law Examination
    2023-03-06
  • S63 Uniform Securities Agent State Law Examination
    2014-08-19
Other Names
  • Anthony Francis Spencer
  • Anthony Francis Spencer
  • Anthony Spencer

View on SEC IAPD

Other Firms

SARATOGA INVESTMENT SOLUTIONS INC.
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
CONTINUUM WEALTH ADVISORS, LLC
STERLING MANOR FINANCIAL, LLC
NYE STREET PARTNERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC

Other Investors

CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN
CAMERON VICTORIA CORSI
Cory Matthew Larmour
ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

More in Saratoga Springs, NY

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