Alexander James Brinkman

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 11/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 08/2016 → 10/2016
  Unemployed
  Hanover Park, IL
• 10/2016 → 11/2021
  Bank Of America, N.A.
  Rolling Meadows, IL
• 12/2021 → 04/2024
  Fidelity Investments
  Chicago, IL
• 05/2024 → 06/2024
  Securities America, Inc.
  Omaha, NE
• 05/2024 → 11/2024
  Arbor Point Advisors
  Omaha, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Omaha, NE
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2024-05-30 → 2024-11-08
  Arbor Point Advisors
  Omaha, NE
• 2022-01-18 → 2024-05-01
  Fidelity Personal And Workplace Advisors
  Chicago, IL
  Westlake, TX
• 2017-01-23 → 2021-12-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

KERINS HENDRICKSON WEALTH MANAGEMENT LLC POSITION: Senior Operations Leader NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/01/2024 ADDRESS: 14301 FNB Pkwy, Ste 201, Omaha NE 68154, United States DESCRIPTION: KH Wealth is our DBA for Osaic Advisory Services. I work for Kerins Hendrickson Wealth Management and help transfer funds, place trades, handle operations tasks, speak with clients, and help the producing advisors before meeting with drafting up reports.

Exams

• S66 Uniform Combined State Law Examination
  2017-01-21

Other Names

• Alex Brinkman