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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-10 |
| FL | RA | APPROVED | 2024-07-23 |
Branch Locations
5555 Center Dr., Lake Buena Vista, FL 32830 • United States
13705 International Dr S, Orlando, FL 32821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Orlando | FL | 04/2014 | 07/2024 |
| Schwab Wealth Advisory, Inc. | Orlando | FL | 07/2018 | 07/2024 |
| Lpl Financial Llc | Lake Buena Vista | FL | 07/2024 | Present |
| Partners Federal Cu | Lake Buena Vista | FL | 07/2024 | Present |
1) 06/04/2024 - Partners Retirement and Wealth - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-31 |
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