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Buffalo Capital Advisors LLC CRD 339814
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Fort Wayne, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Co | Fort Wayne | IN | 03/2014 | 11/2016 |
| Mml Investors Services, Llc | Fort Wayne | IN | 07/2014 | 11/2016 |
| Howard Bailey Securities | Fort Wayne | IN | 11/2015 | 10/2025 |
| Buffalo Capital Advisors Llc | Fort Wayne | IN | 11/2025 | Present |
-independent licensed insurance agent -two real estate holding companies, Cottage 9, LLC and Spartan Reserve, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-11 |
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