Inactive

Charlotte Keiko Teruya-Westcott

Cetera Planning Partners

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Current Employers

Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2024-05-28
KS	RA	APPROVED	2024-05-28
TX	RA	APPROVED	2024-05-28

HI RA
APPROVED

Since 2024-05-28
KS RA
APPROVED

Since 2024-05-28
TX RA
APPROVED

Since 2024-05-28

Branch Locations

3465 Waialae Avenue, Ste 370, Honolulu, HI 96816 • United States

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lee Financial Group Hawaii, Inc.	Honolulu	HI	04/2014	05/2024
Charlotte Teruya Cpa	Aiea	HI	01/2013	08/2019
Lee Financial Securities, Inc.	Honolulu	HI	04/2014	12/2023
Lee Financial Recordkeeping, Inc.	Honolulu	HI	04/2014	12/2023
Cetera Planning Partners	Leawood	KS	05/2024	Present

04/2014 → 05/2024

Lee Financial Group Hawaii, Inc.

Honolulu, HI
01/2013 → 08/2019

Charlotte Teruya Cpa

Aiea, HI
04/2014 → 12/2023

Lee Financial Securities, Inc.

Honolulu, HI
04/2014 → 12/2023

Lee Financial Recordkeeping, Inc.

Honolulu, HI
05/2024 → Present

Cetera Planning Partners

Leawood, KS

Previous Registrations

2014-05-05 → 2024-05-29

Lee Financial Group Hawaii, Inc.

Honolulu, HI

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-06-04
S65	Uniform Investment Adviser Law Examination	2014-04-15

S63 Uniform Securities Agent State Law Examination

2014-06-04
S65 Uniform Investment Adviser Law Examination

2014-04-15

Other Names

Charlotte Keiko Matsumoto
Charlotte Keiko Teruya

View on SEC IAPD

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