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Allison Stultz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naples, FL

Fort Myers, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-19
TX RA APPROVED_RES 2022-09-19
  • FL RA
    APPROVED
    Since 2022-09-19
  • TX RA
    APPROVED_RES
    Since 2022-09-19

Branch Locations

9128 Strada Pl, Naples, FL 34108 • United States

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Ft. Myers FL 05/2014 08/2017
Morgan Stanley Ft. Myers FL 08/2017 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naples FL 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-13
  • S66 Uniform Combined State Law Examination
    2015-02-13
Other Names
  • Allison Carrie Morse
  • Allison C Stultz
  • Allison Stultz
  • Allison Carrie Stultz

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
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SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
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