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Sean William Baker

Morgan Stanley

Washington, DC

Baltimore, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2021-01-13
MD RA APPROVED 2020-11-30
TX RA APPROVED 2020-11-30
  • DC RA
    APPROVED
    Since 2021-01-13
  • MD RA
    APPROVED
    Since 2020-11-30
  • TX RA
    APPROVED
    Since 2020-11-30

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

1201 Wills Street Suite 700, Baltimore, MD 21231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Fs Weehawken NJ 08/2015 11/2020
Morgan Stanley Smith Barney Llc Baltimore MD 11/2020 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2023 Present
  • 08/2015 → 11/2020
    Ubs Fs
    Weehawken, NJ
  • 11/2020 → Present
    Morgan Stanley Smith Barney Llc
    Baltimore, MD
  • 03/2023 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-26
  • S66 Uniform Combined State Law Examination
    2015-10-26
Designations

View on SEC IAPD

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