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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-09-04
TX RA APPROVED_RES 2014-09-03
  • FL RA
    APPROVED
    Since 2014-09-04
  • TX RA
    APPROVED_RES
    Since 2014-09-03

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

4200 Amon Carter Blvd Ci Client Services, Fort Worth, TX 76155 • United States

Jacksonville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/2014 Present
Bank Of America, N.A. Jacksonville FL 06/2014 Present
Other Businesses

I*136778 For profit or not for profit: For-Profit Organization Name of outside business organization: 904 Exotic Rentals Investment related: Y Address of business: jacksonville, Florida 32256 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/20/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Renting business vehicles for daily use. To Lease Business vehicles for personal travel.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-02
  • S66 Uniform Combined State Law Examination
    2014-09-02
Other Names
  • Leon Andre Eady

View on SEC IAPD

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