Stephen Zhou

Employer firm

Lido CRD 269866

$42.5B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 12/2020
  Massmutual Life Insurance Company
  Walnut Creek, CA
• 09/2014 → 12/2020
  Mml Investors Services Llc
  Walnut Creek, CA
• 12/2020 → 12/2025
  Fountainhead Capital Management, Llc
  Short Hills, NJ
• 12/2025 → Present
  Lido Advisors, Llc
  Los Angeles, CA

Previous Registrations

• 2020-12-23 → 2026-01-08
  Fountainhead Advisors
  San Ramon, CA
• 2019-02-14 → 2021-01-05
  Mml Investors Services, Llc
  Pleasanton, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Burlingame, CA
  San Francisco, CA

Other Businesses

Insurance broker since 2014 selling Life Insurance, Disability Insurance, Long Term Care Insurance, and Annuities through The Penn Mutual Life Insurance Company or various other providers via HD Mooers in California; not investment-related; I spend approximately 25% of my time on this business, mostly during securities hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-24
• S63 Uniform Securities Agent State Law Examination
  2016-08-26