Andrew Mullen

CRD 6329195

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-04-02
NJ	RA	APPROVED	2018-03-26

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-04-02
NJ RA
APPROVED

Since 2018-03-26

Branch Locations

One Penn Plaza 43Rd Floor, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Garden City	NY	04/2014	11/2016
Wells Fargo Clearing Services, Llc	Garden City	NY	11/2016	02/2018
Morgan Stanley	New York	NY	03/2018	Present
Morgan Stanley Private Bank, N.A.	New York	NY	03/2018	Present

04/2014 → 11/2016

Wells Fargo Advisors, Llc

Garden City, NY
11/2016 → 02/2018

Wells Fargo Clearing Services, Llc

Garden City, NY
03/2018 → Present

Morgan Stanley

New York, NY
03/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2015-10-13 → 2018-02-02

Wells Fargo Clearing Services, Llc

Garden City, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-07

S66 Uniform Combined State Law Examination

2015-10-07

Other Names

Andrew Mullen
Andrew Bryan Mullen

View on SEC IAPD

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