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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-01-23 |
| AL | RA | APPROVED | 2025-10-29 |
| TX | RA | APPROVED | 2025-10-29 |
| KY | RA | APPROVED | 2025-07-11 |
Branch Locations
2365 Harrodsburg Road Suite B 250, Lexington, KY 40504 • United States
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Lexington | KY | 04/2014 | 10/2016 |
| Voya Financial Advisors, Inc. | Lexington | KY | 10/2016 | 05/2019 |
| Tiaa | Lexington | KY | 05/2019 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Lexington | KY | 05/2019 | 06/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Lexington | KY | 06/2025 | Present |
(1) Name: C Hill Group LLC Position: Founder Nature: no activities Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 10/31/2016 Address: Home Address, Lexington KY 40508, United States Description: Owner / founder (2) UNIVERSITY OF LOUISVILLE ONLINE MBA POSITION: Part Time Lecturer NATURE: teaching assistance for online MBA program and intro finance management class for HS dual credit and college students INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 03/21/2022 ADDRESS: 2301 S 3rd Street, Louisville KY 40292, United States DESCRIPTION: past time lecturer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-30 |
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