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Kyle Curtis Nelson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guilford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-15
CT RA APPROVED 2021-07-14
  • TX RA
    APPROVED
    Since 2021-07-15
  • CT RA
    APPROVED
    Since 2021-07-14

Branch Locations

350 Goose Ln Ste 303-C, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New Haven CT 04/2014 06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Guilford CT 06/2021 Present
Previous Registrations
  • 2019-08-30 → 2021-06-28
    Morgan Stanley
    Baltimore, MD
    Greenwich, CT
    New Haven, CT
    Westport, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2019-08-30
Other Names
  • Kyle Nelson

View on SEC IAPD

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OSAIC WEALTH, INC. · Guilford, CT
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LPL FINANCIAL LLC · GUILFORD, CT
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