William Albert Ham

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 11/2018
  John Hancock
  Dallas, TX
• 10/2016 → 11/2018
  John Hancock Distributors Llc
  Boston, MA
• 12/2018 → 08/2021
  Fisher Investments
  Plano, TX
• 08/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 09/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2019-01-11 → 2021-08-16
  Fisher Investments
  Plano, TX
  Plano, TX

Other Businesses

1) William Ham, 608 Lorraine Dr., Southlake TX 76092, United States, 11/01/2024, Agent, Insurance/Benefits/Human Resources, INV REL, 1 HR/MO, 1 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/02/2021 3) 27T FINANCIAL, 608 Lorraine Dr., Southlake TX 76092, 11/2024, Owner, Using a Trade Name / DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 4) LIBRE ADVISOR NETWORK, One W Boylston Street, Suite 202, Worcester MA 01605, United States, 09/2025, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 140 HR/MO TRADING 5) COLLIN COUNTY HR - DIRECTOR ELECT, Dallas TX 75244, United States, 01/01/2026, Board Member, Volunteer, NIR, 2 HR/MO - 2 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-08-31
• S65 Uniform Investment Adviser Law Examination
  2019-01-11