Richard Sterling

Current Employers

Employment History

• 04/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 09/2014 → Present
  Bank Of America, N.A.
  Charlotte, NC

Other Businesses

I*128165For profit or not for profit: For-Profit OrganizationName of outside business organization: Richard SterlingInvestment related: NAddress of business: Charlotte, North Carolina 28203Nature of business: Sole Proprietorship,Position, title, association: Owner, SelfStart date of relationship: 11/29/2019Number of hours devoted: 12 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Actor - local film, commercialsI*136975For profit or not for profit: For-Profit OrganizationName of outside business organization: Happy Silver LLCInvestment related: Address of business: Huntersville, North Carolina 28078Nature of business: LLCCompensation for Activity: Position, title, association: Family HeldStart date of relationship: 3/25/2021Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: My wife has started an LLC for future consumer sales/consulting work. I will have secretarial duties. I*1882261, Entity Type, Not for Profit, Name of OBA: Carolina Breast Friends, Address: Charlotte, NC, 28207, Investment Related: No, Position, Title, Association: N/A, Employee Start Date: 03/2023, No Hours: 0, No Hours during trading: 0, Duties: Charity - I provide advice and cash management. Wife has been selected to be on the Board, I am not on the board.

Exams

• S66 Uniform Combined State Law Examination
  2014-07-16