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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-09 |
| VA | RA | APPROVED | 2008-07-07 |
Branch Locations
105 Community Way, Staunton, VA 24401-4970 • United States
2518 Stuarts Draft Highway Stuarts Draft Member Center, Stuarts Draft, VA 24477 • United States
315 Lee Highway Verona Member Center, Verona, VA 24482 • United States
410 North Augusta Street Downtown Staunton Member Cente, Staunton, VA 24401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Staunton | VA | 07/2008 | Present |
1. 11/16/2009 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - MEMBER INVESTMENT SERVICES - STAUNTON, VA. 2. 7/29/2014 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - FINANCIAL MANAGEMENT, INC. - STAUNTON, VA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-09 |
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