James Arthur Sutch

Employer firm

Hoxton Planning & Management, LLC CRD 319087

$592M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 11/2023
  Wells Fargo Clearing Services, Llc
  Hagerstown, MD
• 11/2023 → 08/2024
  Arbor Private Wealth, Llc
  Ashburn, VA
• 08/2024 → Present
  Hoxton Planning & Management
  Shepherdstown, WV

Previous Registrations

• 2023-11-29 → 2024-09-05
  Arbor Private Wealth, Llc
  Ashburn, VA
• 2015-12-08 → 2023-12-21
  Wells Fargo Clearing Services, Llc
  Hagerstown, MD
• 2015-03-10 → 2015-04-17
  Charles Schwab & Co., Inc.
  Hagerstown, MD
• 2014-08-15 → 2014-12-19
  Charles Schwab & Co., Inc.
  Hagerstown, MD

Other Businesses

1) Licensed Insurance Agent; Not Investment Related; At Reported Business Location; Insurance sales; 160 hrs/month, 160hrs/month during securities trading hours; Duties: Sale of insurance products. 2) Real Estate-Owner, Garnder Lane, Shepherdstown WV 25443. Farm Rent-non investment related. 0 hours/month

Exams

• S66 Uniform Combined State Law Examination
  2014-08-15

Designations

• Certified Financial Planner

Other Names

• James Arthur Sutch
• James Arthur Sutch
• Jimmy Sutch