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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-28 |
| NC | RA | APPROVED | 2023-10-12 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Concord | NC | 09/2015 | 12/2022 |
| First Citizens Investor Services | Raleigh | NC | 04/2017 | 12/2022 |
| First Citizens Investor Services | Raleigh | NC | 12/2022 | 10/2023 |
| Https://Gateway.fInra.oRg/App/Forms/U4/View/Dataentry/Section/Em | Charlotte | NC | 10/2023 | Present |
ILLA NOIZ LLC DBA VITASMART; NOT INVESTMENT RELATED; CONCORD, NC, 100% OWNERSHIP BY SPOUSE; 06/17/2024; 1 HOUR PER MONTH, NO HOURS DURING TRADING HOURS; AUTHORIZED SIGNER FOR NUTRITION STORE VITASMART LLC; NOT INV RELATED; CONCORD, NC; BUSINESS SIGNER; START 06/15/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; BUSINESS SIGNER. SMART ESSENTIALS LLC; NOT INV RELATED; CONCORD, NC; BUSINESS SIGNER; START 06/15/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; BUSINESS SIGNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-11 |
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