Michael Allen Ballou

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → Present
  Lpl Financial Llc
  Denver, CO

Previous Registrations

• 2006-06-08 → 2007-12-19
  Waddell & Reed
  Las Vegas, NV

Other Businesses

1. 3/20/2017 - Blair Allen LLC - Investment Related - 7135 Ross Dr. Colorado Springs, CO 80920 - Business Entity For Tax/Investment Purposes Only - Started 02/05/2017 - 0 Hours Per Month. 2. 9/20/2017 - Hasson Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 10/01/2017 - 0 Hours Per Month. 3. 03/08/2022- No Business Name - Investment Related - Home Based and Palm Beach Gardens, FL 33418 - Real Estate Rental - Start Date: 02/02/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Residential real estate rental. 4. 05/11/2023 - Blair Allen LLC - Investment Related - Colorado Springs, CO- Real Estate Rental - Start Date 04/18/2023 - 1 Hours Per Month/0 Hours During Securities Trading 5) 06/24/2025 - BancSource Mortgage Corpoartion - Investment Related - Mortgage/Real Estate Services - Home Based - Start Date:06/01/2017 - 10 Hrs/Mth - 1 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-07