Best Investors Account Sign in

Joseph Raymond Schindel

Equitable Advisors, LLC

Canton, OH

Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-12-11
  • OH RA
    APPROVED
    Since 2018-12-11

Branch Locations

4076 Holiday Street Nw, Canton, OH 44718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2014 06/2020
Equitable Advisors, Llc New York NY 08/2014 Present
Other Businesses

Caring and Serving Together (CAST) - Board Member Treasurer non-investment - Canton, OH - 01/2025 - 2 hrs/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-30
S63 Uniform Securities Agent State Law Examination 2018-11-19
  • S65 Uniform Investment Adviser Law Examination
    2018-11-30
  • S63 Uniform Securities Agent State Law Examination
    2018-11-19
Other Names
  • Joseph Schindel

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
ALPHASTAR CAPITAL MANAGEMENT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BEESE FULMER PRIVATE WEALTH MANAGEMENT
LPL FINANCIAL LLC
FINANCIAL MANAGEMENT STRATEGIES, INC.
WILLIAMSON WEALTH MANAGEMENT

Other Investors

JEFFREY ALLEN KOTA
DARRELL GLEN CLEARY
LYNNE MARIE PETERS
THOMAS PETTINGER SHORTREED
KELLI SUE PHILLIPS-ZALESKI
ROGER THOMAS DUFFY
BETH CODY GRAYBILL
CHRIS ANDREW GNANDT

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · CANTON, OH
ALPHASTAR CAPITAL MANAGEMENT · CANTON, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CANTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CANTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CANTON, OH
BEESE FULMER PRIVATE WEALTH MANAGEMENT · CANTON, OH
LPL FINANCIAL LLC · CANTON, OH
FINANCIAL MANAGEMENT STRATEGIES, INC. · Canton, OH

More in Canton, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor