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Kimberly Marie Swain

Edward Jones

Purcell, OK

CRD 6328038

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-06
OK RA APPROVED 2022-03-30
  • TX RA
    APPROVED
    Since 2022-04-06
  • OK RA
    APPROVED
    Since 2022-03-30

Branch Locations

409 N Green Ave Suite A, Purcell, OK 73080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Purcell OK 06/2014 Present
Other Businesses

Spark Driver Type of business: Delivery Purcell, OK Start date: 10/30/2025 Driver Hours per week: 6 Hours during trading: 0 Complete deliveries for Walmart to go orders * Door Dash Type of business: Delivery Service Purcell, OK Start date: 2/24/2026 Dasher Hours per week: 10 Hours during trading: 0 Deliveries from various businesses to consumers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-29
  • S66 Uniform Combined State Law Examination
    2022-03-29
Other Names
  • Kimberly Marie Swain

View on SEC IAPD

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