Larry Brook Mayberry

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2022-07-22
TX	RA	APPROVED	2018-12-18

MI RA
APPROVED

Since 2022-07-22
TX RA
APPROVED

Since 2018-12-18

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Ypsilanti, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	05/2014	11/2018
Northwestern Mutual Investment Services Llc	Oklahoma City	OK	11/2014	11/2018
Northwestern Mutual Wealth Management Company	Milwaukee	WI	03/2016	11/2018
Fisher Investments	Dallas	TX	12/2018	Present

05/2014 → 11/2018

Northwestern Mutual Life Insurance Company

Milwaukee, WI
11/2014 → 11/2018

Northwestern Mutual Investment Services Llc

Oklahoma City, OK
03/2016 → 11/2018

Northwestern Mutual Wealth Management Company

Milwaukee, WI
12/2018 → Present

Fisher Investments

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-12-17
S63	Uniform Securities Agent State Law Examination	2014-12-21

S65 Uniform Investment Adviser Law Examination

2018-12-17
S63 Uniform Securities Agent State Law Examination

2014-12-21

Other Names

Brook Mayberry

View on SEC IAPD