Andrew Thompson Smith

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  T Lamar Smith, Cfp
  Gadsden, AL
• 09/2018 → 09/2025
  Avantax Investment Services, Inc.
  Gadsden, AL
• 01/2013 → 12/2016
  Jacksonville State University
  Jacksonville, AL
• 01/2019 → 09/2025
  Avantax Advisory Services
  Gadsden, AL
• 10/2018 → Present
  Kiwanis Club Of Gadsden Treasurer
  Gadsden, AL
• 07/2025 → Present
  S&S Financial
  Gadsden, AL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Gadsden, AL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-01-11 → 2025-09-05
  Avantax Advisory Services
  Gadsden, AL

Other Businesses

1)T Lamar Smith, CFP 414 S 4th Street~Gadsden~AL~35901~Other~Employee~3/1/2014~120hrs~120hrs~I answer the phone, file paperwork, schedule appointments, which includes receptionists duties. 2) Kiwanis Club of Gadsden Treasurer 414 S 4th Street~Gadsden~AL~35901~Accounting Services/Tax Preparation~Employee~10/1/2018~10hrs~8hrs~I email and mail out invoices, post checks into our check register, deposit checks into our bank account, reconcile our bank statements, write checks to pay for operating expenses, and present financial statements to the board of directors. 3) ANDREW T SMITH POSITION: Owner/Sole Proprietor NATURE: Self Employed tax preparer INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2016 ADDRESS: 414 South 4th Street, Gadsden AL 35901, United States DESCRIPTION: Prepare Form 1040 individual income tax returns and electronically file them for clients 4)THE EPISCOPAL CHURCH POSITION: Treasurer NATURE: The Episcopal Church of the Holy Comforter has a paid bookkeeper. My role is to review and reconcile bank statements and financial reports provided by the paid bookkeeper, sign annual church report to state office and give annual financial report to church members at the annual meeting. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2023 ADDRESS: 156 S 9th St, Gadsden AL 35901, United States DESCRIPTION: My role is to review and reconcile bank statements provided by paid bookkeeper, sign annual church report to state office and give annual financial report to church members at the annual meeting 5) S&S FINANCIAL POSITION: Wealth Management Advisor NATURE: Tax Preparation and Wealth Management Services INVESTMENT RELATED: No NUMBER OF HOURS: 172 SECURITIES TRADING HOURS: 130 START DATE: 07/29/2025 ADDRESS: 414 South 4th Street, Gadsden AL 35901, United States DESCRIPTION: Tax Preparation services and Investment Advisor Representative for clients through Avantax. This is our new DBA name. No changes to how we do business.

Exams

• S66 Uniform Combined State Law Examination
  2018-12-30