Shirley Chu

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-01-18

CA RA
APPROVED

Since 2019-01-18

Branch Locations

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

San Bruno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	San Francisco	CA	08/2013	Present

08/2013 → Present

Ubs Financial Services Inc

San Francisco, CA

Other Businesses

1) rental property/ investment related?: yes/ San Bruno, CA, 94066 US/Proprietor / owner/ landlord of the rental property/ start date: 1/1/2022/ time reqd during trading hours?: no

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-18

S66 Uniform Combined State Law Examination

2019-01-18

Other Names

Shirley P Chu
Pui Shan Chu
Shirley Pui-Shan Chu
Shirley P Chu

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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