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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Houston | TX | 04/2006 | Present |
| Bank Of America, N.A. | Houston | TX | 05/2011 | Present |
I*3967267, Entity Type, Name of OBA: Finish Line Advisors Address: AnnapolisMaryland21401 Investment Related: No Position, Title, Association: Volunteer membership Employee Start Date: 05/16/2026 No Hours: 16 yearly No Hours during trading: 4 yearly Duties: We will connect once a year via Teams and once a year in-person. The main focus is discussion, community building and holding one another accountable. It's a community of like-minded Christian advisors holding one another accountable to their respective finish line pledges (an advisor agrees to live at a certain level of income and donate the rest to charity. The charities are not pre-selected and whichever charities one chooses is outside the scope of the community. It's more about living a lifestyle of stewardship. Some advisors may seek listing on the website but I have elected not to do that. I*4645271, Entity Type: Entity Charitable, Name of OBA: Houston ISD Foundation, Address: Houston, Texas, 77092, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 07/01/2026, No Hours: 20 Yearly, No Hours during Trading: 15 Yearly, Duties: Board of director member at-large, Supports the Houston ISD through grants, programs and events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-19 |
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