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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-07-02 |
| NY | RA | APPROVED | 2025-01-27 |
| SC | RA | APPROVED | 2025-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 08/2016 | 03/2023 |
| Simon Markets Llc | New York | NY | 04/2023 | 12/2023 |
| Axio Financial Llc | New York | NY | 12/2023 | 12/2024 |
| Institutional Capital Network, Inc. | New York | NY | 04/2023 | 12/2024 |
| Lpl Financial Llc | Boston | MA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-12 |
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