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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fnb Wealth Management | Charlotte | NC | 11/2015 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 03/2018 | Present |
WEALTH ADVISOR WITH FNB INVESTMENT ADVISORY GROUP; WORK WITH CLIENTS TO MEET THEIR FINANCIAL GOALS; ALSO PROVIDE WEALTH MANAGEMENT SOLUTIONS INCLUDING RETIREMENT PLANNING TO COMPANIES AND NON PROFIT ORGANIZATIONS. (2) MEMBER OF CHARLOTTE ESTATE PLANNING COUNCIL, NETWORKING AND ESTATE PLANNING <1 HR WEEK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-15 |
| S65 | Uniform Investment Adviser Law Examination | 2006-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-02 |
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