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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-05-14
  • PA RA
    APPROVED
    Since 2019-05-14

Branch Locations

205 E St Rd, Feasterville Trevose, PA 19053 • United States

2389 Pasqualone Blvd, Bensalem, PA 19020 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Philadelphia PA 03/2012 Present
Wells Fargo Advisors Llc Philadelphia PA 04/2014 11/2016
U.S Marines Wyoming PA 07/2007 Present
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2016 Present
  • 03/2012 → Present
    Wells Fargo Bank Na
    Philadelphia, PA
  • 04/2014 → 11/2016
    Wells Fargo Advisors Llc
    Philadelphia, PA
  • 07/2007 → Present
    U.S Marines
    Wyoming, PA
  • 11/2016 → Present
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-13
S63 Uniform Securities Agent State Law Examination 2014-09-10
  • S66 Uniform Combined State Law Examination
    2019-05-13
  • S63 Uniform Securities Agent State Law Examination
    2014-09-10
Other Names
  • Ernesto Medinaquiles
  • Ernesto Medina

View on SEC IAPD

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