Troy Richard Colby

Employer firm

Northern Monarch Capital LLC CRD 332937

$40.7M regulatory AUM 4 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Northern Monarch Capital Llc

Fox Island, WA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED	2025-03-31
WA	RA	APPROVED	2025-02-26

CA RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED

Since 2025-03-31
WA RA
APPROVED

Since 2025-02-26

Branch Locations

Fox Island, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sabin Investment Management, Inc.	Gig Harbor	WA	04/2014	10/2024
Northern Monarch Capital Llc	Fox Island	WA	10/2024	Present

04/2014 → 10/2024

Sabin Investment Management, Inc.

Gig Harbor, WA
10/2024 → Present

Northern Monarch Capital Llc

Fox Island, WA

Previous Registrations

2014-04-23 → 2024-11-13

Sabin Investment Management, Inc.

Lehi, UT

Gig Harbor, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-06-01

S65 Uniform Investment Adviser Law Examination

2013-06-01

View on SEC IAPD