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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-09 |
| TX | RA | APPROVED | 2026-07-08 |
Branch Locations
611 Anton Blvd. Suite 200, Costa Mesa, CA 92626 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
611 Anton Blvd Ste 200, Costa Mesa, CA 92626 • United States
Westminster, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Lakewood | CO | 08/2012 | 08/2019 |
| Wells Fargo Advisors Llc | Lakewood | CO | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lakewood | CO | 11/2016 | 08/2019 |
| Comerica Securities, Inc. | Costa Mesa | CA | 10/2019 | 11/2023 |
| Ameriprise Financial Services, Llc | Houston | TX | 11/2023 | Present |
| Fifth Third Securities | Costa Mesa | CA | 07/2026 | Present |
Independent Insurance Brokering; John Hancock Financial; 01/18/2023; Universal Life. Outside Employment; Comerica; Financial Advisor; Comerica Bank Dual Program; 611 Anton Boulevard, Ste 200, , Costa Mesa, CA, 92626; Investment-Related; 10/01/2019; 60 hours per month; 60 during trading hours. Other Business Activities; Oxygen/Maestro; FO2 is a cash management platform for corporate and institutional clients.; 611 Anton Boulevard, Ste 200, , Costa Mesa, CA, 92626; Investment-Related; 10/01/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-11 |
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