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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-03-12 |
Branch Locations
1230 O'NEil Highway, Dunmore, PA 18512 • United States
140 Brooklyn Street, Carbondale, PA 18407 • United States
685 Scraton/Carbondale Highway, Eynon, PA 18403 • United States
318 East Grove Street, Clarks Green, PA 18411 • United States
801 South Main Street, Taylor, PA 18517 • United States
736 Main Street, Dickson City, PA 18519 • United States
171 North Wilkes-Barre Blvd., Wilkes-Barre, PA 18702 • United States
455 Market Street, Kingston, PA 18704 • United States
130 North Keyser Avenue, Scranton, PA 18504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Lancaster | PA | 03/2016 | 03/2018 |
| The Prudential Insurance Company Of America | Lancaster | PA | 03/2016 | 03/2018 |
| Lpl Financial Llc | Dunmore | PA | 03/2018 | Present |
| N B T Bank, Na | Dunmore | PA | 03/2018 | Present |
1. 6/5/2018 - NBT Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:05/16/2018 - 16 Hour(s) Per Month/16 Hour(s) During Trading. 2. 05/02/2019 - NBT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:5/2/2019.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-30 |
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