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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-11-25
TX RA APPROVED 2022-11-25
  • OK RA
    APPROVED
    Since 2022-11-25
  • TX RA
    APPROVED
    Since 2022-11-25

Branch Locations

416 W 15Th Street Suite D, Building 500, Edmond, OK 73034 • United States

772 N. Santa Fe Avenue, Edmond, OK 73003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parkland Securities/Cox Financial Edmond OK 02/2016 10/2016
Craig D. Carter & Associates, P.C. Edmond OK 01/2015 Present
Ruby Holdings, Llc Perry OK 04/2016 Present
Legacy Wealth Advisory Group, Llc Edmond OK 04/2016 06/2018
Signal Research Group, Llc Edmond OK 12/2016 06/2018
Cetera Advisors Denver CO 06/2018 11/2022
Cambridge Investment Research, Inc. Fairfield IA 11/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2022 Present
  • 02/2016 → 10/2016
    Parkland Securities/Cox Financial
    Edmond, OK
  • 01/2015 → Present
    Craig D. Carter & Associates, P.C.
    Edmond, OK
  • 04/2016 → Present
    Ruby Holdings, Llc
    Perry, OK
  • 04/2016 → 06/2018
    Legacy Wealth Advisory Group, Llc
    Edmond, OK
  • 12/2016 → 06/2018
    Edmond, OK
  • 06/2018 → 11/2022
    Cetera Advisors
    Denver, CO
  • 11/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2022 → Present
    Fairfield, IA
Previous Registrations
  • 2018-08-23 → 2022-11-25
    Cetera Advisors Llc
    Edmond, OK
    Tulsa, OK
    Edmond, OK
  • 2017-01-03 → 2018-06-22
    Edmond, OK
    Edmond, OK
Other Businesses

1) CRAIG CARTER & ASSOCIATES / 772 N. Santa Fe Avenue, Edmond OK / 1/2015 / ADMIN AND DOCUMENT PREP / NIR / 25 HR/MO - 100 HR TRADING 2) FIXED INSURANCE WITH VARIOUS COMPANIES / 772 N. Santa Fe Avenue, Edmond OK / 3/2016 / INSURANCE AGENT / INV REL / 1 HR/MO - 0 HR TRADING 3) ST. FRANCIS XAVIER CATHOLIC CHURCH / 711 N. Country Club Road, Stillwater OK / 1/2022 / BOARD MEMBER / NIR / 4 HR/MO - 0 HR TRADING 4) SCISSORTAIL SECURITIES / 772 N. Santa Fe Avenue, Edmond OK / 11/2022 / DBA / INV REL / 25 HR/MO - 25 HR TRADING 5) RUBY HOLDINGS, LLC / 1212 Kaw Street, Perry OK 73077 / 4/2016 / OWNER, DRAFT DOCUMENTS AND PERFORM ADMIN TASKS / NIR / 1 HR/MO - 0 HR TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/25/2022

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-07-31
S65 Uniform Investment Adviser Law Examination 2016-11-28
  • S63 Uniform Securities Agent State Law Examination
    2018-07-31
  • S65 Uniform Investment Adviser Law Examination
    2016-11-28
Other Names
  • Jessica Ann Norris

View on SEC IAPD

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