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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-11-25 |
| TX | RA | APPROVED | 2022-11-25 |
Branch Locations
416 W 15Th Street Suite D, Building 500, Edmond, OK 73034 • United States
772 N. Santa Fe Avenue, Edmond, OK 73003 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parkland Securities/Cox Financial | Edmond | OK | 02/2016 | 10/2016 |
| Craig D. Carter & Associates, P.C. | Edmond | OK | 01/2015 | Present |
| Ruby Holdings, Llc | Perry | OK | 04/2016 | Present |
| Legacy Wealth Advisory Group, Llc | Edmond | OK | 04/2016 | 06/2018 |
| Signal Research Group, Llc | Edmond | OK | 12/2016 | 06/2018 |
| Cetera Advisors | Denver | CO | 06/2018 | 11/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2022 | Present |
1) CRAIG CARTER & ASSOCIATES / 772 N. Santa Fe Avenue, Edmond OK / 1/2015 / ADMIN AND DOCUMENT PREP / NIR / 25 HR/MO - 100 HR TRADING 2) FIXED INSURANCE WITH VARIOUS COMPANIES / 772 N. Santa Fe Avenue, Edmond OK / 3/2016 / INSURANCE AGENT / INV REL / 1 HR/MO - 0 HR TRADING 3) ST. FRANCIS XAVIER CATHOLIC CHURCH / 711 N. Country Club Road, Stillwater OK / 1/2022 / BOARD MEMBER / NIR / 4 HR/MO - 0 HR TRADING 4) SCISSORTAIL SECURITIES / 772 N. Santa Fe Avenue, Edmond OK / 11/2022 / DBA / INV REL / 25 HR/MO - 25 HR TRADING 5) RUBY HOLDINGS, LLC / 1212 Kaw Street, Perry OK 73077 / 4/2016 / OWNER, DRAFT DOCUMENTS AND PERFORM ADMIN TASKS / NIR / 1 HR/MO - 0 HR TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/25/2022
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-07-31 |
| S65 | Uniform Investment Adviser Law Examination | 2016-11-28 |
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