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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

30 Wilson Road, Humble, TX 77338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Humble TX 05/2014 09/2025
Mkp-Price & Co., P.C. Humble TX 05/2014 Present
Avantax Insurance Agency, Llc Humble TX 01/2015 09/2025
Cetera Wealth Services, Llc Humble TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2014 → 09/2025
    Avantax Investment Services, Inc.
    Humble, TX
  • 05/2014 → Present
    Mkp-Price & Co., P.C.
    Humble, TX
  • 01/2015 → 09/2025
    Avantax Insurance Agency, Llc
    Humble, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Humble, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-07-13 → 2025-09-05
    Avantax Advisory Services
    Humble, TX
Other Businesses

1) MLKE PARTNERS LTD POSITION: Limited Partner NATURE: Rental Property Owner/Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 30 Wilson Road, Humble TX 77338, United States DESCRIPTION: none 2) MLKE MGT, LLC POSITION: Manager NATURE: To become General Partner of MLKE Partners Ltd., which is a family limited partnership dedicated to owning and managing rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 30 Wilson Road, Humble TX 77338, United States DESCRIPTION: General Partner duties as outlined by company documents from Article VI Management. Including, but not limited to: 1.signing for legally binding actions 2.opening and maintaining bank and investment accounts 3. maintaining the assets of the company in good order 4. collecting sums due to the company 5. paying debts and obligations of the company 3) MKP - PRICE & CO, P.C.; POSITION: Tax Preparation/Accounting NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2014; 30 Wilson Road, Humble TX 77338; Tax Preparation 4) PRICE FINANCIAL LLC; POSITION: Other NATURE: Other INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/01/2015 ADDRESS: 30 Wilson Road, Humble TX 77338; Operational and or Marketing Name for Avantax Financial Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-01
S63 Uniform Securities Agent State Law Examination 2014-12-18
  • S65 Uniform Investment Adviser Law Examination
    2015-07-01
  • S63 Uniform Securities Agent State Law Examination
    2014-12-18
Designations

View on SEC IAPD

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