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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Humble | TX | 05/2014 | 09/2025 |
| Mkp-Price & Co., P.C. | Humble | TX | 05/2014 | Present |
| Avantax Insurance Agency, Llc | Humble | TX | 01/2015 | 09/2025 |
| Cetera Wealth Services, Llc | Humble | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) MLKE PARTNERS LTD POSITION: Limited Partner NATURE: Rental Property Owner/Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 30 Wilson Road, Humble TX 77338, United States DESCRIPTION: none 2) MLKE MGT, LLC POSITION: Manager NATURE: To become General Partner of MLKE Partners Ltd., which is a family limited partnership dedicated to owning and managing rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 30 Wilson Road, Humble TX 77338, United States DESCRIPTION: General Partner duties as outlined by company documents from Article VI Management. Including, but not limited to: 1.signing for legally binding actions 2.opening and maintaining bank and investment accounts 3. maintaining the assets of the company in good order 4. collecting sums due to the company 5. paying debts and obligations of the company 3) MKP - PRICE & CO, P.C.; POSITION: Tax Preparation/Accounting NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2014; 30 Wilson Road, Humble TX 77338; Tax Preparation 4) PRICE FINANCIAL LLC; POSITION: Other NATURE: Other INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/01/2015 ADDRESS: 30 Wilson Road, Humble TX 77338; Operational and or Marketing Name for Avantax Financial Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-18 |
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