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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-13 |
| NC | RA | APPROVED | 2019-03-28 |
Branch Locations
116 Morlake Drive, Ste 102, Mooresville, NC 28117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 03/2019 |
| Hillsborough Community College | Tampa | FL | 01/2015 | Present |
| Lpl Financial Llc | Mooresville | NC | 03/2019 | Present |
1)03/25/2019 - DFS Advisors LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)03/25/2019 - Hillsborough Community College - teach courses online - non-inv rel - out of residential address - start: 01/2015 - 10 hr/mth 3). 05/17/2019 - DFS Advisors, LLC - Inv related - at reported bus loc - Tax Prep/Accounting/CPA - start date:1998. 4) 1/19/2021 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/13/2021 - Agent - 2 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-16 |
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