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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-16 |
Branch Locations
8425 Phelan Boulevard, Beaumont, TX 77706 • United States
8150 Memorial Boulevard, Port Arthur, TX 77642 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Compass Bank | Houston | TX | 11/2014 | 04/2019 |
| Unemployed | Houston | TX | 04/2019 | 10/2019 |
| Fidelity Brokerage Services Llc | The Woodlands | TX | 10/2019 | 07/2020 |
| E*Trade Securities Llc | Houston | TX | 08/2020 | 12/2022 |
| E*Trade Capital Management Llc | Houston | TX | 08/2020 | 12/2022 |
| E*Trade Securities Llc | Houston | TX | 08/2021 | 12/2022 |
| E*Trade Capital Management Llc | Houston | TX | 08/2021 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 12/2022 | 03/2024 |
| Bank Of America, N.A. | Houston | TX | 02/2023 | 03/2024 |
| Pnc Investments Llc | Beaumont | TX | 09/2024 | Present |
| Unemployed | Houston | TX | 03/2024 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-04 |
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