Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-03-25
TX RA APPROVED 2021-03-22
  • AZ RA
    APPROVED
    Since 2021-03-25
  • TX RA
    APPROVED
    Since 2021-03-22

Branch Locations

430 W Warner Rd. Ste. 123, Tempe, AZ 85284 • United States

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2014 03/2021
Cambridge Investment Research, Inc. Fairfield IA 03/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2021 Present
Previous Registrations
  • 2014-10-07 → 2021-03-23
    St Louis, MO
    Chandler, AZ
    Chandler, AZ
    Gilbert, AZ
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING, 03/2021 2) DUNCAN ADVISOR RESOURCES, 3707 E SOUTHERN AVE MESA AZ 85206, 07/2021, FINANCIAL PROFESSIONAL, 1099 CONTRACTOR, NIR, 1 HR/MO 0 HR/MO TRADING 3) KIMBERLY MOLTER, 430 W WARNER ROAD #123 TEMPE AZ, 07/2022, NOTARY, CIVIC, NIR, 1 HR/MO 0 HR/MO TRADING 4) ADVISORS EXCEL LIFE, 430 W WARNER ROAD #123 TEMPE AZ, 04/2022, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, 0 HR/MO 1 HR/MO TRADING 5) SMARTVESTOR, 430 W WARNER ROAD #123 TEMPE AZ,11/2022, MARKETING PRESENTER, NIR, 25 HR/MO 15 HR TRADING 6) MODERN LEGACY ADVISORS LLC, 430 W WARNER ROAD #123 TEMPE AZ, 02/2024, OWNER, DBA, INV REL, 40 HR/MO 35 HR/MO TRADING 7) TEN4 FINANCIAL LLC, 2435 NORTH CENTRAL EXPY #1200 RICHARDSON TX, 02/2024, IAR, DBA, 5 HR/MO 5 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-23
  • S66 Uniform Combined State Law Examination
    2014-09-23
Other Names
  • Kimberly Clanton
  • Kimberly Singer

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tempe, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor