Ronald John Leptien

Current Employers

Employment History

• 04/2014 → 04/2018
  First Allied Securities, Inc.
  Wausau, WI
• 08/2015 → 04/2018
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 04/2018 → 08/2019
  Ameriprise Financial Services Inc
  Wausau, WI
• 04/2025 → Present
  Raymond James Financial Services, Inc.
  Mosinee, WI
• 04/2023 → 04/2025
  Harbour Investments, Inc.
  Mosinee, WI
• 06/2020 → 10/2020
  Ameriprise Financial Services, Llc
  Wausau, WI
• 04/2010 → Present
  Ism Industries, Llc
  Wausau, WI
• 11/2025 → Present
  Raymond James Financial Services Advisors, Inc
  Mosinee, WI

Previous Registrations

• 2018-04-18 → 2019-08-07
  Ameriprise Financial Services, Llc
  Wausau, WI
• 2015-08-21 → 2018-04-23
  First Allied Advisory Services, Inc.
  Wausau, WI

Other Businesses

(1) Name of Business: Address: 306 Water St, Mosinee, WI, 54455-1458, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/04/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Life Insurance Agent for Indexed Universal Life through Columbus Life (2) Name of Business: Leptien Media, LLC Address: 100 N 72nd Ave Ste 144, Wausau, WI, 54401, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/28/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Marketing consultation, website design, mopping floors, passive hands off partner (3) Name of Business: Midland National Life Insurance Company Address: 306 Water St, Mosinee, WI, 54455-1458, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/21/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Insurance Producer for Midland National Life Insurance Company, run illustrations, sell indexed universal life and also term life policies (4) Name of Business: Rockhouse Financial Address: 306 Water St, Mosinee, WI, 54455-1458, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/31/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the DBA that we have our practice listed under

Exams

• S66 Uniform Combined State Law Examination
  2025-11-03

Other Names

• Ronald John Leptien
• Ronald J Leptien
• Ron Leptien