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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-19
  • IL RA
    APPROVED
    Since 2021-11-19

Branch Locations

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

461 N Mulford Rd, Suite 6, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Loves Park IL 12/2016 01/2019
Jp Morgan Securities Llc Loves Park IL 12/2016 01/2019
Unemployed Rockford IL 12/2015 12/2016
Bmo Harris Bank Wood Stock IL 01/2019 11/2021
International Assets Advisory, Llc Orlando FL 11/2021 Present
  • 12/2016 → 01/2019
    Jp Morgan Chase Bank
    Loves Park, IL
  • 12/2016 → 01/2019
    Loves Park, IL
  • 12/2015 → 12/2016
    Unemployed
    Rockford, IL
  • 01/2019 → 11/2021
    Bmo Harris Bank
    Wood Stock, IL
  • 11/2021 → Present
    International Assets Advisory, Llc
    Orlando, FL
Previous Registrations
  • 2019-01-30 → 2020-07-27
    Bmo Harris Financial Advisors, Inc.
    Woodstock, IL
    Rockford, IL
  • 2016-12-09 → 2019-01-29
    Loves Park, IL
  • 2014-01-29 → 2015-12-19
    Rockford, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-29
S63 Uniform Securities Agent State Law Examination 2012-12-28
  • S65 Uniform Investment Adviser Law Examination
    2014-01-29
  • S63 Uniform Securities Agent State Law Examination
    2012-12-28
Other Names
  • Janet Gulotta
  • Janet Nordquist

View on SEC IAPD

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