Alexis Allen Maloy

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 12/2021
  Harbor Financial Services, Llc
  Mobile, AL
• 12/2021 → Present
  Level Four Advisory Services
  Dallas, TX

Previous Registrations

• 2014-04-21 → 2021-12-21
  Level Four Financial, Llc
  Brewton, AL
  Dallas, TX
  Mobile, AL
  Brewton, AL
  Milton, GA

Other Businesses

1. MALOY INVESTMENT ADVISORS, LLC; SOLE MEMBER; FINANCIAL ADVISOR; INVESTMENT RELATED; 40 HOURS/WEEK; SINCE 03/2014, DBA NAME FOR ACCOUNTS MANAGED UNDER LFAS. 2. MALOY INVESTMENT ADVISORS, LLC, SOLE MEMBER, INVESTMENT PROPERTIES, RENT MY OFFICE SPACE AND ALSO TWO APARTMENTS TO FAMILY, PAID VIA RENT COLLECTION, STARTED 4/1/2020, NO TIME DEVOTED DURING TRADING HOURS. 3. NORTH BREWTON BAPTIST CHURCH; BREWTON, AL; NON-INVESTMENT RELATED; STEWARDSHIP COMMITTEE MEMBER; VOLUNTEER; SINCE 1/2015; 2 HOURS/MONTH

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-15

Other Names

• Alexis Joean Allen