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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-23
  • TN RA
    APPROVED
    Since 2026-01-23

Branch Locations

751 Cool Springs Blvd, Suite 200, Franklin, TN 37067 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Franklin TN 05/2014 03/2020
Ameriprise Financial Services, Llc Franklin TN 03/2020 01/2026
Newedge Securities Llc Pittsburgh PA 01/2026 Present
Newedge Advisors New Orleans LA 01/2026 Present
Previous Registrations
Other Businesses

Other Business Activities; Notary; This is for a Notary certification. I have no intention to charge for notary services. This is more so for in office use if a client needs an Ameriprise Certificate of Trust, estate documents, etc. notarized. ; 751 Cool Spring Blvd., , Franklin, TN, 37067; Not Investment-Related; 11/01/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-26
  • S66 Uniform Combined State Law Examination
    2014-10-26
Other Names
  • Nolan Phillips
  • Nolan John Maximus Phillips

View on SEC IAPD

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