Jonathon Michael Sears

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2018-03-09

OH RA
APPROVED

Since 2018-03-09

Branch Locations

123 Market St, Piqua, OH 45356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Sidney	OH	12/2012	Present
Fifth Third Securities	Sidney	OH	03/2014	Present

12/2012 → Present

Fifth Third Bank

Sidney, OH
03/2014 → Present

Fifth Third Securities

Sidney, OH

Other Businesses

Sinclair Community College - 444 W. Third St., Dayton, OH - adjunct instructor - 10 hrs/mo (0 during trade hrs) - not investment related - will not interfere with duties at firm -------------------------------------------------------------------------------- Indiana University East - 2325 Chester Blvd, Richmond, IN - adjunct instructor - 10 hrs/mo (0 during trade hrs) - not investment related - will not interfere with duties at firm

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-09
S63	Uniform Securities Agent State Law Examination	2014-06-03

S66 Uniform Combined State Law Examination

2018-03-09
S63 Uniform Securities Agent State Law Examination

2014-06-03

View on SEC IAPD