Soon Young Chang

Wells Fargo Clearing Services, LLC

Rohnert Park, CA

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-17
CA	RA	APPROVED	2021-11-17

TX RA
APPROVED_RES

Since 2026-04-17
CA RA
APPROVED

Since 2021-11-17

Branch Locations

5 Padre Pkwy, Rohnert Park, CA 94928 • United States

2960 Cleveland Ave, Santa Rosa, CA 95403 • United States

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities, Llc	Windsor	CA	01/2019	05/2020
Jp Morgan Chase Bank, N.A.	Windsor	CA	01/2019	05/2020
Jp Morgan Chase Bank	Windsor	CA	08/2016	12/2018
Wells Fargo Clearing Services, Llc	Santa Rosa	CA	05/2020	Present
Wells Fargo Bank, Na	Santa Rosa	CA	05/2020	Present

01/2019 → 05/2020

Jp Morgan Securities, Llc

Windsor, CA
01/2019 → 05/2020

Jp Morgan Chase Bank, N.A.

Windsor, CA
08/2016 → 12/2018

Jp Morgan Chase Bank

Windsor, CA
05/2020 → Present

Wells Fargo Clearing Services, Llc

Santa Rosa, CA
05/2020 → Present

Wells Fargo Bank, Na

Santa Rosa, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-17
S63	Uniform Securities Agent State Law Examination	2019-07-31

S66 Uniform Combined State Law Examination

2021-11-17
S63 Uniform Securities Agent State Law Examination

2019-07-31

Other Names

Sandy Chang
Soon Young Chung
Sandy Chung
Sandy Y Chang
Soon Y Chang
Soon Young Chang
Soon Chang

View on SEC IAPD

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