Best Investors Account Sign in

Yolanda Kay Mattaldi

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-11-16
  • SC RA
    APPROVED
    Since 2018-11-16

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 11/2016 10/2018
Bank Of America/Contract Collabera Charlotte NC 11/2015 11/2016
Uber San Francisco CA 09/2015 Present
Lyft San Francisco CA 04/2016 Present
Alorica Irvine CA 10/2016 Present
Lpl Financial Llc Fort Mill SC 10/2018 Present
  • 11/2016 → 10/2018
    Wells Fargo Clearing Services
    Charlotte, NC
  • 11/2015 → 11/2016
    Bank Of America/Contract Collabera
    Charlotte, NC
  • 09/2015 → Present
    Uber
    San Francisco, CA
  • 04/2016 → Present
    Lyft
    San Francisco, CA
  • 10/2016 → Present
    Alorica
    Irvine, CA
  • 10/2018 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Other Businesses

1. 11/19/2018 - Talk and Tea - Not Investment Related - Home Based - Other -Blog - Start Date:04/12/2018 - 20 Hours Per Month/0 Hours During Trading - Time Spent: 20%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-20
  • S66 Uniform Combined State Law Examination
    2014-10-20
Other Names
  • Yolanda Kay Goodwin

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor