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Christopher Robert Dube

Arcadia Wealth Management, LLC

Manchester, NH

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Current Employers
Arcadia Wealth Management, Llc

155 Dow Street Suite 301, Manchester, NH 03101 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-07
NH RA APPROVED 2021-06-30
  • MA RA
    APPROVED
    Since 2021-07-07
  • NH RA
    APPROVED
    Since 2021-06-30

Branch Locations

155 Dow Street Suite 301, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Hooksett NH 12/2015 09/2019
Citizens Securities Inc Hooksett NH 12/2015 09/2019
Citizens Securities, Inc Hooksett NH 09/2019 Present
Citizens Bank, N.A. Hooksett NH 09/2019 Present
Citizens Bank Nashua NH 12/2015 06/2021
Arcadia Financial Group Manchester NH 06/2021 06/2021
Arcadia Wealth Management, Llc Manchester NH 06/2021 11/2024
Arcadia Wealth Management, Llc Manchester NH 11/2024 Present
Previous Registrations
  • 2018-05-14 → 2021-06-21
    Woburn, MA
    Burlington, MA
    Woburn, MA
    Hooksett, NH
    Bedford, NH
    Hudson, NH
    Nashua, NH
    Canton, MA
    Hudson, NH
Other Businesses

Christopher Robert Dube is a licensed insurance agents and appointed with various unaffiliated insurance carriers via our insurance agency Arcadia Financial Group LLC. and from time to time, will offer clients advice or products from those activities. Further information with regard to these other activities may be found in each associate's accompanying Form ADV Part 2B brochure supplement. Clients should be aware that these services pay a commission or other compensation, These activities create a conflict of interest as there is an incentive to recommend insurance products based on the compensation received from the insurance company for the sale of an insurance product, rather than on the client's needs. Additionally, the offer and sale of insurance products by representatives of AWM are not made in the representatives' capacity as a fiduciary and are limited to insurance providers that have agreements to sell with Arcadia Financial Group. Commissionable products conflict with the fiduciary duties of a registered investment adviser. This conflict of interest is mitigated in the following ways: -AWM will evaluate the facts and circumstances to determine whether it is in a client's best interest for AWM to recommend that a commissionable product be obtained from a related person of AWM. -AWM requires all of its representatives to always act in the best interest of the client, including permitting its representatives who are insurance agents to recommend insurance products only in the best interests of the client. -AWM representatives will disclose in advance how they are being compensated and all conflicts of interest involving any advice or service being provided. -At no time will there be tying between business practices and/or services; a condition where a client or prospective client would be required to accept one product or service which is conditional upon the selection of a second, distinctive tied product or service. -No client is ever under any obligation to purchase any insurance product. Insurance products recommended by Arcadia Financial Group representatives may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended by Arcadia Financial Group through other, non-affiliated insurance agencies. AWM will always act in the best interest of the client.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-14
S63 Uniform Securities Agent State Law Examination 2014-08-08
  • S65 Uniform Investment Adviser Law Examination
    2018-05-14
  • S63 Uniform Securities Agent State Law Examination
    2014-08-08
Other Names
  • Chris R Dube

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