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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-02-16
NC RA APPROVED 2016-11-21
  • PA RA
    APPROVED
    Since 2024-02-16
  • NC RA
    APPROVED
    Since 2016-11-21

Branch Locations

10706 Sikes Place Ste 300, Charlotte, NC 28277 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life Charlotte NC 11/2009 Present
Bankers Life Securities, Inc. Charlotte NC 05/2016 Present
Bankers Life Advisory Services Charlotte NC 11/2016 Present
  • 11/2009 → Present
    Bankers Life
    Charlotte, NC
  • 05/2016 → Present
    Bankers Life Securities, Inc.
    Charlotte, NC
  • 11/2016 → Present
    Bankers Life Advisory Services
    Charlotte, NC
Previous Registrations
  • 2014-08-12 → 2016-05-27
    Concourse Financial Group Securities, Inc.
    Charlotte, NC
    Birmingham, AL
Other Businesses

BANKERS LIFE & CASUALTY POSITION: USV NATURE: Medicare, life, annuities, and long term care insurance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/02/2009 ADDRESS: 10706 Sikes Pl, Suite 300, Charlotte NC 28277, United States DESCRIPTION: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC PAPA BUSINESS PROPERTIES; INVESTMENT RELATED; 1945 LELA AVENUE, CHARLOTTE, NC 28208; COMMERCIAL PROPERTY RENTAL; OWNER/MANAGER; START DATE 05/2013; FOUR HOURS PER MONTH WITH ONE HOUR PER MONTH BEING DURING TRADING HOURS; MAINTAIN PROPERTIES / TENANTS AND COLLECT RENT. DJH FITNESS ENTERPRISE POSITION: Partner NATURE: Operate a fitness franchise in Pittsburgh PA offering fitness classes, merchandise, and supplements. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 2645 Railroad St, Pittsburgh PA 15222, United States DESCRIPTION: Assist with operations and business activity

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-12
  • S66 Uniform Combined State Law Examination
    2014-08-12

View on SEC IAPD

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