Joshua David Mercurio

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2026-08-04
TX	RA	APPROVED	2026-08-04

IA RA
APPROVED

Since 2026-08-04
TX RA
APPROVED

Since 2026-08-04

Branch Locations

816 Tower Park Drive, Waterloo, IA 50701 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

816 Tower Park Drive, Waterloo, IA 50701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Toads Bar And Grill	Cedar Falls	IA	06/2012	10/2016
Financial Resource Advisors	Waterloo	IA	04/2014	Present
Merc Communications	Cedar Falls	IA	01/2004	11/2016
Cetera Advisors Llc	Denver	CO	10/2014	08/2026
Fra Tower Park, Llc	Waterloo	IA	12/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	08/2026
Merc Holdings, Llc	Waterloo	IA	05/2025	Present
Lpl Financial, Llc	Waterloo	IA	08/2026	Present

06/2012 → 10/2016

Toads Bar And Grill

Cedar Falls, IA
04/2014 → Present

Financial Resource Advisors

Waterloo, IA
01/2004 → 11/2016

Merc Communications

Cedar Falls, IA
10/2014 → 08/2026

Cetera Advisors Llc

Denver, CO
12/2021 → Present

Fra Tower Park, Llc

Waterloo, IA
03/2024 → 08/2026

Cetera Investment Advisers Llc

Schaumburg, IL
05/2025 → Present

Merc Holdings, Llc

Waterloo, IA
08/2026 → Present

Lpl Financial, Llc

Waterloo, IA

Previous Registrations

2024-03-21 → 2026-08-06

Cetera Investment Advisers Llc

Waterloo, IA
2016-05-17 → 2024-03-21

Cetera Advisors Llc

Waterloo, IA

Other Businesses

1. 07/2026 - Financial Resource Advisors - DBA for LPL Business (entity for LPL business) - INV REL- 160 Hrs/Mth - 130 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 08/04/2026 2. 07/2026 - Mercurio Financial Inc - Business Entity For Tax/Investment Purposes Only - INV REL- 00 Hrs/Mth - 00 Hrs During Trading - Waterloo, IA 50701 - OBA Start Date: 10/01/2019 3. 07/2026 - FRA Tower Park LLC - Business Entity For Tax/Investment Purposes Only - INV REL- 00 Hrs/Mth - 00 Hrs During Trading - Waterloo, IA 50701 - OBA Start Date:12/01/2021 4. 07/2026 - Integrated Accounting Solutions - Tax Prep/Accounting/CPA - INV REL- 00 Hrs/Mth - 00 Hrs During Trading - Waterloo, IA 50701 - OBA Start Date: 01/01/2018 5. 07/2026 - Merc Holdings, LLC - Real Estate Rental - INV REL- 02 Hrs/Mth - 00 Hrs During Trading - Waterloo, IA 50701 - OBA Start Date: 05/30/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-16

S66 Uniform Combined State Law Examination

2016-05-16

Other Names

Joshua David Mercurio

View on SEC IAPD