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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-23 |
| MD | RA | APPROVED | 2017-12-08 |
Branch Locations
Eldersburg, MD • United States
300 Red Brook Blvd Ste 320, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Owings Mills | MD | 04/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Owings Mills | MD | 03/2020 | Present |
Real Estate Ownership; Townhouse/Single Family; 11 silver birch ct, , owings mills, MD, 21117; Not Investment-Related; 09/08/2025. Outside Employment; Brad Schwartz Wealth Management LLC; COO; Employed by Ameriprise Franchise practice; 300 Red Brook Blvd, , Owings Mills, MD, 21117; Investment-Related; 04/18/2014; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-21 |
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