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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-23
MD RA APPROVED 2017-12-08
  • TX RA
    APPROVED_RES
    Since 2022-06-23
  • MD RA
    APPROVED
    Since 2017-12-08

Branch Locations

Eldersburg, MD • United States

300 Red Brook Blvd Ste 320, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Owings Mills MD 04/2014 03/2020
Ameriprise Financial Services, Llc Owings Mills MD 03/2020 Present
Other Businesses

Real Estate Ownership; Townhouse/Single Family; 11 silver birch ct, , owings mills, MD, 21117; Not Investment-Related; 09/08/2025. Outside Employment; Brad Schwartz Wealth Management LLC; COO; Employed by Ameriprise Franchise practice; 300 Red Brook Blvd, , Owings Mills, MD, 21117; Investment-Related; 04/18/2014; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-21
  • S66 Uniform Combined State Law Examination
    2015-12-21
Other Names
  • Kate Mackiewicz
  • Katie Lee Mackiewicz
  • Katie L Hansen
  • Katie Lee Hansen

View on SEC IAPD

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