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Thomas Patrick Knox

LPl Financial LLC

Overland Park, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

10740 Nall Ave; Ste 200, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Overland Park KS 04/2014 07/2021
Kansas Youth Soccer Association Olathe KS 01/2015 07/2021
Various Insurance Carriers For W&R Insurance Agencies Shawnee KS 05/2015 07/2021
Sporting Blue Valley Soccer Club Overland Park KS 06/2015 07/2021
Lpl Financial Llc Overland Park KS 07/2021 Present
  • 04/2014 → 07/2021
    Waddell & Reed Inc
    Overland Park, KS
  • 01/2015 → 07/2021
    Kansas Youth Soccer Association
    Olathe, KS
  • 05/2015 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Shawnee, KS
  • 06/2015 → 07/2021
    Sporting Blue Valley Soccer Club
    Overland Park, KS
  • 07/2021 → Present
    Overland Park, KS
Previous Registrations
  • 2015-05-04 → 2021-07-21
    Waddell & Reed
    Shawnee, KS
    Edmond, OK
    Overland Park, KS
Other Businesses

1) 2021 - Non-Variable Insurance - Thomas Knox - Investment Related - Overland Park, KS 66221 2) 08/11/2021 - DBA for LPL Business (entity for LPL business) - FKC Financial Group - Investment Related - Overland Park, KS 66211 - Start Date 7/22/2021 3) 08/11/2021 - Other - Personal trust for estate planning - Investment Related - Overland Park, KS 66211 - Start Date 8-31-2020 4) 1/27/2022 - Knox Group, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Owner - Start Date: 1/11/2022 - 5 Hours Per Month/0 Hours During Securities Trading. 5) 10/13/2023 - Sporting Blue Valley Soccer Club - Other - youth sports - Soccer Coach - Not Investment Related - Overland Park, KS - Start Date 08/21/2023 - 18 Hours Per Month/ 0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-04
S63 Uniform Securities Agent State Law Examination 2015-04-25
  • S65 Uniform Investment Adviser Law Examination
    2015-05-04
  • S63 Uniform Securities Agent State Law Examination
    2015-04-25
Other Names
  • Tom Patrick Knox

View on SEC IAPD

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