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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
10740 Nall Ave; Ste 200, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Overland Park | KS | 04/2014 | 07/2021 |
| Kansas Youth Soccer Association | Olathe | KS | 01/2015 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Shawnee | KS | 05/2015 | 07/2021 |
| Sporting Blue Valley Soccer Club | Overland Park | KS | 06/2015 | 07/2021 |
| Lpl Financial Llc | Overland Park | KS | 07/2021 | Present |
1) 2021 - Non-Variable Insurance - Thomas Knox - Investment Related - Overland Park, KS 66221 2) 08/11/2021 - DBA for LPL Business (entity for LPL business) - FKC Financial Group - Investment Related - Overland Park, KS 66211 - Start Date 7/22/2021 3) 08/11/2021 - Other - Personal trust for estate planning - Investment Related - Overland Park, KS 66211 - Start Date 8-31-2020 4) 1/27/2022 - Knox Group, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Owner - Start Date: 1/11/2022 - 5 Hours Per Month/0 Hours During Securities Trading. 5) 10/13/2023 - Sporting Blue Valley Soccer Club - Other - youth sports - Soccer Coach - Not Investment Related - Overland Park, KS - Start Date 08/21/2023 - 18 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-25 |
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