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John Wayne Christman

Rockefeller Financial LLC

Poland, OH

Chicago, IL

Poland, OH

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-10
OH RA APPROVED 2026-08-07
  • TX RA
    APPROVED
    Since 2026-08-10
  • OH RA
    APPROVED
    Since 2026-08-07

Branch Locations

8544 Hickory Hill Drive, Poland, OH 44514 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

8544 Hickory Hill Drive, Poland, OH 44514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pepper Pike OH 04/2014 08/2026
Rockefeller Financial Llc Poland OH 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-20
S63 Uniform Securities Agent State Law Examination 2020-01-21
  • S65 Uniform Investment Adviser Law Examination
    2020-08-20
  • S63 Uniform Securities Agent State Law Examination
    2020-01-21

View on SEC IAPD

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